The Company's Internal Audit Office is directly subordinate to the Board of Directors. In accordance with the company's scale, business conditions, management needs, and other regulatory requirements, dedicated internal audit personnel are appointed to oversee the planning and execution of audit operations.
Internal Audit Operations:
1. Assist the Board of Directors and managers in inspecting and reviewing deficiencies in the internal control system, and measuring the effectiveness and efficiency of operations. Provide timely recommendations for improvement to ensure the continuous and effective implementation of the internal control system and serve as a basis for review and revision.
2. Formulate an annual audit plan based on risk assessment results and regulatory requirements, and submit it to the Board of Directors for approval; the same applies to any amendments.
3. After audit reports and follow-up reports are submitted for approval, they are delivered to each Independent Director for review.
4. The Chief Internal Auditor attends Board meetings to report on the execution of internal audit operations.
5. The Internal Control System Statement is filed and disclosed on the website designated by the Financial Supervisory Commission within three months after the end of each fiscal year and is also published in the Annual Report.
